Yosemite Capital Management, LLC (YCM) is a registered investment adviser with the U.S. Securities Exchange Commission and is notice filed in various states. YCM may only conduct business in those states and international jurisdictions where we are registered, notice filed, or where we qualify for an exemption or exclusion from registration requirements. The purpose of this web site is to provide general information on our products and services only and should not be construed as a solicitation to effect, or attempt to effect, either transactions in securities or the rendering of personalized investment advice over the Internet. Any communications with prospective clients residing in states or international jurisdictions where YCM and its advisory affiliates are not registered or licensed shall be limited so as not to trigger registration or licensing requirements.
Certain IARs of the firm are licensed as RRs to sell securities through Syndicated Capital, Inc., and Securities Equity Group, a securities broker-dealer registered with the Securities and Exchange Commission (SEC) and member of the Financial Industry Regulatory Authority (FINRA). YCM and Syndicated Capital Inc. and Securities Equity Group Inc., are separate, nonaffiliated entities. Certain members also may serve as insurance agents of various independent insurance brokers or agencies. In this capacity, and pursuant to the client instruction, these individuals may transact in various types of insurance products and/or securities, including, but not limited to stocks, bonds, mutual funds and other types of securities for separate and typical compensation. YCM clients are not obligated to implement recommended transactions through any particular broker-dealer or to purchase such products or services.